College of Law

Securities Regulation


Law 7460 - Spring 2013

Professor: Ellen Taylor Class Times: T, 6:00 pm - 8:45 pm
Syllabus: Syllabus | Location: Room 325A
Course Management Site: n/a Connect: Class Roll

Course Description

Prerequisite: Law 7101 The Securities Act of 1933 as well as portions of the Securities and Exchange Act of 1934. Requirements for registration under the 1933 Act as well as the exemptions therefrom. Rule 10(b) (5) liability as well as liability under Sections 11 and 12 of the 1933 Act.

Course materials


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